Compliance Officer

2018-09-06 14:53:492021-03-23Fusion Resources
Job Type Permanent Full Time
Location York
Area York, York York
Sector Commercial and Office
Salary £25,000
Start Date ASAP
Advertiser remoteapi
Telephone 01723 501162
Job Ref Compliance Officer Kelly
Job Views 134

We are currently looking for a Compliance Officer to join our clients Compliance team. Working Monday to Friday 08:30am - 17:00pm.


You will assist the Compliance Manager in compliance and risk governance to enable the business to meet its regulatory responsibilities and ensure that all activities of the business are carried out within the regulatory framework:

  • perform compliance and risk assessments to understand the level, significance and scope of risk and recommend mitigating actions
  • keep up to date with, and understand, relevant laws and regulations and consider the impact of changes on ELICO
  • monitor compliance with laws, regulations and internal policies
  • ensure that your findings are recorded and followed up with management so that issues can be rectified
  • educate employees on not only the regulations but also the impact to the organisation if these are not complied with
  • investigate irregularities and non-compliance issues
  • report back to business functions on current risk and compliance performance
  • highlight or escalate areas of concern
  • contribute to robust and effective compliance controls within the organisation
  • review marketing materials, presentations and websites to ensure compliance with regulatory requirements
  • assist in the gathering of internal information in response to regulatory requests
  • data collation and analysis
  • review management information
  • provide operational areas with support on compliance requirements when new products and services are to be launched
  • collaborate with other departments to create a culture of compliance
  • perform various general administrative duties (such as file creation and maintenance of ongoing administrative projects)
  • performing any other compliance work as required and agreed from time to time

If you wish to apply for this position, please email your CV to or call us on 01723 501162.

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York Office

Tower Court, Oakdale Road
Clifton Moor, York
YO30 4XL
Telephone: 01904 557633
Email :

Head Office

Fusion Resources Ltd,
21 Alma Square, Scarborough, 
North Yorkshire, YO11 1JR 
Telephone: 01723 501162 
Email :
Reg: England and Wales: Company Reg: 04848438


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